Biography in English

Sheng Shih-ts'ai (1895-), military adventurer from Manchuria who seized power in Sinkiang in 1933 and ruled that province for nine years with Soviet aid. In 1943 he switched allegiance to the Chinese Nationalists, who, however, dislodged him from his seat of power in 1944. The Kaiyuan district of Liaoning in southern Manchuria was the birthplace of Sheng Shih-ts'ai. His father, who owned a small amount of land, belonged to the local gentry. After completing his early education in the Chinese classics at local schools, Sheng Shihts'ai went to Mukden. He attended the provincial college of agriculture and forestry until 1912, when he went to Shanghai to become a student of political economy at the Chung-kuo kung-hsueh [China college] at Woosung. When he completed his course work in 1915, some of his teachers advised him to go to Japan for further study. With financial assistance from relatives and friends, Sheng sailed for Japan in 1917 to study political economy at Waseda University in Tokyo. He returned to China in 1919 to participate in the May Fourth Movement as a representative of the Liaoning students. The political disarray in which he found China caused him to abandon the study of political economy and to pursue a military career.

After spending a brief period at the Shaokuan military training school in Kwangtung, Sheng Shih-ts'ai returned to his native Manchuria, where he received further training at the Northeast Military Academy. He entered active military service under Kuo Sung-ling and soon rose to become a staff officer with the rank of lieutenant colonel. In 1924 Kuo sponsored his admission to the Shikan Gakko [military academy] in Japan for advanced military studies. When Kuo Sung-ling joined with Feng Yü-hsiang (q.v.) in an attempt to overthrow Chang Tso-lin (q.v.) in November 1925, Sheng returned to Manchuria to participate in the revolt as a battalion commander. With the defeat and execution of Kuo Sung-ling in December, Sheng went back to Japan to continue his training, but he was suspended from the Shikan Gakko at the request of Chang Tso-lin. Feng Yü-hsiang then secured his reinstatement, and Chiang Kai-shek provided him with sufficient funds to complete his military studies in Japan.

Upon graduation from the Shikan Gakko in 1927, Sheng Shih-ts'ai returned to China to join the National Revolutionary Army on the Northern Expedition. He received the rank of colonel and a post on the general staff under Ho Ying-ch'in (q.v.). He later became a staff officer in Chiang Kai-shek's field headquarters, and he held that post until the Northern Expedition came to an end. In the summer of 1928 he was made chief of the war operations section of the general staff at Nanking, but he resigned in 1929 after coming into conflict with his superiors. He then joined the Survival- First Study Society, which concerned itself with national unity and the strengthening of border defenses.

In 1929 Lu Hsiao-tzu, the secretary general of the Sinkiang provincial government, arrived in Nanking on an official mission. He was under instructions from Chin Shu-jen (q.v.), who had seized power in Sinkiang in 1928, to find an able military man to help effect the consolidation of Sinkiang's military establishment. P'eng Chao-hsien, a leading member of the Survival-First Study Society, recommended and introduced Sheng Shih-ts'ai to Lu, who, in turn, recommended Sheng's employment to Chin Shu-jen. Sheng then traveled by way of Siberia to Sinkiang, arriving in Urumchi in late 1929 or early 1930.

Sheng Shih-ts'ai's first assignment in Sinkiang was as director of the general staff, with the rank of brigadier general, in the office of the border defense commander (Chin Shu-jen). He undertook an officer-training program, but it had to be abandoned when the Hami rebellion of 1931 forced Chin Shu-jen's troops into the field. At the request of the Turki natives of Hami, Ma Chung-ying (q.v.) and his cavalry force advanced into Sinkiang from Kansu in June 1931. Although Ma was forced to withdraw in defeat to western Kansu that autumn, the Hami situation remained unsettled. Sheng Shih-ts'ai went to the Hami area as commander of one of two bodies of provincial reinforcements, but he failed to find the rebel troops. In July 1932 he led a larger force into the mountains around Hami, but this attempt to find and destroy the Muslim dissidents also failed.

In August 1932 Ma Shih-ming entered the fray, and T'ung-kans and Sarts joined forces to capture Shanshan and Turfan. Sheng moved his men from Hami to Turfan and captured Turfan in a bloody two-day battle. This victory, however, failed to stem the tide of revolution in southern Sinkiang. Ma Shih-ming assumed the position of commander in chief of the rebel forces at Karashar, and Khoja Niaz and Yolbars (q.v.) strove to bind the Sarts and the T'ung-kans together in defiance of Chinese role. In the winter of 1932 the rebels advanced on Urumchi, defeated the force that Chin Shu-jen sent to intercept them, and pressed on to the provincial capital. They attacked Urumchi at the end of February 1933, but were beaten off. At this juncture, several thousand Manchurian troops from the commands of Su Ping-wen and Li Tu arrived in the Urumchi area to help lift the rebel siege. Ma Shih-ming then took the nearby town of Santaopa, thereby cutting off Urumchi's grain supply. Sheng Shih-ts'ai advanced from Turfan and succeeded in recovering Santaopa with the aid of the Northeasterners. Sheng then moved his men to Urumchi, where he became a major general, commander of the 1st Division, and Chin Shu-jen's chief of staff.

As the Muslim disorders spread throughout Sinkiang and Urumchi came under intermittent siege, fear, ineffectiveness, and official corruption became rife in the capital. In these circumstances, the return of Sheng Shih-ts'ai to the Urumchi area had considerable significance. The core of Sheng's military force was a White Russian group led by a General Antonov, and the White Russians of Sinkiang had become increasingly dissatisfied with Chin Shu-jen. The Northeastern troops also preferred Sheng to Chin, for Sheng, like the Northeasterners, was a Manchurian. Chin Shu-jen finally was forced to flee Urumchi on 12 April 1933, whereupon Liu Wen-lung, the provincial education commissioner, was made provisional governor. On 14 April, Sheng Shih-ts'ai became provisional border defense commissioner, in which post he held control in Urumchi. Sheng's authority soon came under challenge by the Turki peoples of the province and by Ma Chung-ying. In mid-May Ma moved against Urumchi once again. Sheng Shih-ts'ai took the field with a force of some 5,000 men, and he protested Ma's actions to the National Government at Nanking. After being beaten in an encounter with Ma near Kucheng, Sheng recaptured Turfan and bested Khoja Niaz and his men at Karashar. The Hi commander Chang P'ei-yuan indicated that he would join the rebels, and Sheng then decided to negotiate a compromise settlement. At this juncture, the National Government appointed Huang Mu-sung (q.v.) pacification commissioner of Sinkiang. He arrived at Urumchi on 10 June 1933 and issued an order forbidding military action. Sheng and Ma ignored this directive, and Sheng soon drove Ma eastward to Kucheng.

After returning to Urumchi, Sheng Shihts'ai accused Huang Mu-sung of plotting to overthrow him and placed Huang under house arrest. Sheng soon obtained what he considered to be sufficient proof of evil-doing, and he executed three National Government officials — T'ao Ming-yueh, Li Hsiao-t'ien, and Ch'en Chung—for allegedly plotting with Huang. P'eng Chao-hsien was dispatched from Nanking to Sinkiang to investigate the situation for the Military Affairs Commission, and Huang Mu-sung was ordered by the Executive Yuan to return to Nanking immediately to report on the matter. After Huang wired Nanking recommending that Sheng Shih-ts'ai and Liu Wen-lung be confirmed in their posts, Sheng permitted Huang to leave Sinkiang. On 1 August, ten days after Huang reached Nanking, the National Government confirmed Sheng's and Liu's authority. They were formally installed in office by Lo Wen-kan (q.v.) on 7 September. Another part of Lo's mission to Sinkiang was to mediate between Sheng Shihts'ai and Ma Chung-ying. After effecting a compromise distribution of authority among Sheng Shih-ts'ai, Liu Wen-lung, Ma Chungying, and Chang P'ei-yuan, Lo Wen-kan returned to Nanking by way of the Soviet Union. Soon after Lo's departure, Sheng announced the discovery of a new plot against his authority. He forced Liu Wen-lung from office and caused him to be replaced by Chu Jui-hsi. (When Chu died early in 1934, he was replaced by another figurehead, Li Yung.) In December 1933 Sheng ordered the execution of some 20 officers in the Northeastern forces, saying that they had conspired against him. At the end of 1933 Ma Chung-ying launched another drive on Urumchi, and Chang P'eiyuan advanced from Hi with 3,000 troops to assist him. Sheng Shih-ts'ai, who had been negotiating with Moscow for the delivery of arms promised to Chin Shu-jen, now appealed for Soviet aid on the grounds that a Ma Chung-ying victory would harm Soviet interests in Sinkiang. Soviet military units attacked Ma's forces on 24 January and forced them to retreat southward; Chang P'ei-yuan's army was ambushed and almost completely destroyed near Manas, whereupon Chang committed suicide. These two actions brought northern Sinkiang under Sheng's control, but he still had to contend with the so-called East Turkestan Republic which had been proclaimed at Kashgar, with Khoja Niaz at its head and Sabit Mullah as premier. These two men soon fell into disagreement; the retreating Ma Chung-ying attacked and destroyed the weakened political organization at Kashgar; and Khoja Niaz decided to support Sheng Shih-ts'ai. In July 1934 Ma Chung-ying unexpectedly transferred command of his troops to Ma Hu-shan and disappeared into the Soviet Union, leaving southern Sinkiang to Sheng Shih-ts'ai by default.

Sheng Shih-ts'ai proclaimed "Eight Great Declarations" as the political bases of his rule and formulated "Six Great Principles," two of which were anti-imperialism and friendship with the Soviet Union. His armed forces became the Anti-Imperialist Army, and his political party was the Anti-Imperialist Society. On 16 May 1935 he signed an agreement with Moscow by virtue of which he obtained a large loan and technical assistance in the fields of public health, mining, petroleum extraction, and road construction. He received military aid once again in May 1937, when a rebellion led by Ma Hu-shan showed strong promise of succeeding.

Ties between Sinkiang and the Soviet Union, which had been formed because of Sheng Shih-ts'ai's need for political and economic support, strengthened with the outbreak of the Sino-Japanese war in 1937. Moscow stationed a regiment at Hami, granted Sheng a new loan, increased the number of Soviet technicians in Sinkiang, and increased trade. In 1938, during a trip to Moscow, Sheng joined the Communist Party of the Soviet Union. On his return, though he still refused to allow the Chinese Communist party to operate as an organization in Sinkiang, he accepted a number of Chinese Communists from Yenan as officials in the provincial government. Among the newcomers was Mao Tse-min (q.v.). Sheng's pro-Soviet policy reached its peak with the signing, on 24 November 1940, of the so-called Tin Mines Agreement, which granted the Soviet Union extensive economic rights in Sinkiang for a period of 50 years.

If Sheng Shih-ts'ai's principle of "friendship for the Soviet Union" had continued to guide Sinkiang's foreign policy, Soviet influence might have become pervasive. In April 1941 the National Government at Chungking appointed Sheng governor of Sinkiang. The following year, as the Germans advanced on the Soviet Union and it appeared that Russian resistance might collapse in time, an imposing delegation from Chungking went to Urumchi in July. It soon became evident that Sheng had agreed to switch allegiance to the National Government. On 29 August 1942 a Nationalist delegation that included Soong Mei-ling (q.v.), the wife of Chiang Kai-shek, came to Sinkiang to celebrate Sheng's conversion. On 5 October, by his own account, Sheng demanded Soviet withdrawal from Sinkiang within three months. Early in 1943 the Russians complied with this demand. Sheng joined the Kuomintang in January 1943, and a Kuomintang provincial headquarters was established at Urumchi. Sheng soon received appointments as director of the Sinkiang party branch, commander of the Northwest Cadre Training Corps, member of the Kuomintang Central Supervisory Committee, director of a branch school of the Central Military Academy, deputy commanding officer of the Eighth War Area, and special officer for foreign affairs for Sinkiang. Also in 1943, Sheng caused the execution of Mao Tse-min and other Communist and "pro- Soviet" officials; their places in the provincial government were taken by Nationalists. The National Government patently intended to achieve what Huang Mu-sung and Lo Wen-kan had failed to do: to bring Sinkiang under its direct control at the expense of Sheng Shih-ts'ai's power. The encroachments on his authority by Nationalists, combined with a series of Soviet victories over the German invaders, convinced Sheng that he had made the wrong choice. Beginning in February 1944 he began to absent himself from official meetings in Urumchi; in April, he began to arrest Kuomintang officials on the timeworn charge that they were plotting against him. He reportedly contacted Moscow in August and asked that Stalin incorporate Sinkiang into the Soviet Union, but to no avail. At the end of August, he was named minister of agriculture and forestry at Chungking, and the National Government sent a special plane to fetch him. In September, Sheng left Urumchi forever to take up a sinecure post. He was removed from this office in July 1945 because of criticism of his past record. He had caused the arrest, imprisonment, or execution of thousands of persons during his rule in Sinkiang, and public outcry caused the National Government to move him to an obscure post as counsellor in the Wuhan headquarters of the Military Affairs Commission. In 1949 he followed the National Government to Taiwan. His past misdeeds were given formal consideration by the National Assembly in 1954, but the deliberations were kept secret. Sheng continued to live in comfortable retirement with his wife, Ch'iu Yü-fang, who had borne him a daughter and three sons.

Sheng Shih-ts'ai and the American scholar Allen S. Whiting wrote Sinkiang: Pawn or Pivot?, published in 1958. Sheng's contribution to that work is essentially an apologia for his administration of Sinkiang; it stands in radical contradiction to parts of his earlier works, Liu ta cheng-ts'e chiao-cKeng [lectures on the six great policies] and Cheng-fu mu-cKien chu-yao jen-wu [present tasks of the government].

Biography in Chinese

盛世才
字:晋庸
盛世才(1895—),东北军人,1933年在新疆掌权并在苏联帮助之下执政达九年之久,1943年转而效忠中国国民党,但后者却于1944年将其解职。
盛世才出生于辽宁开原县。他父亲拥有少量土地,是当地士绅。盛世才在本地学校受旧式教育后去沈阳,进了省立农林专科学校,1912年去上海吴淞进中国公学,学政治经济学,1915年卒业,他的老师劝他去日本深造。1917年,他得到亲友资助去日本,进早稻田大学政治经济科,1919年回国以辽宁学生代表资格参加了五四运动。他看到中国政局混乱,决定放弃政治经济学而学军事。
盛世才在广东韶关讲武堂学习,以后又去东北军事学堂受训,在郭松龄军中逐渐升为少校。1924年,郭松龄派他去日本进士官学校学习。1925年11月,郭松龄、冯玉祥联合反张作霖,盛世才回东北任营长。12月,郭松龄失败被处死,盛世才又去日本继续上士官学校,但因张作霖之请将他除名。冯玉祥使他复了学,蒋介石资助他完成在士官学校的训练。
1927年,盛世才毕业于士官学校之后,回国加入国民革命军参加北伐战争,在何应钦的参谋总部任职,当一名上校。以后在蒋介石的前线司令部任参谋,直至北伐结束。1928年夏在南京任参谋部作战科长,因与上司不和于1929年辞职。以后参加图存学会,研究国家统一和边防问題。
1929年新疆省政府秘书长鲁效祖因公去南京,他受1928年在新疆掌权的金树仁之托聘请军事人才到新疆协助建设新疆军队。图存学会领导人彭昭贤把盛世才介绍给鲁效祖,再由鲁向金推荐。盛世才于是经西伯利亚到新疆,于1929年底或1930年初到达乌鲁木齐。
盛在新疆的第一个职务是在金树仁的边防督办公署任旅长级的参谋处长。他准备训练军官,但因1931年哈密发生叛乱,金村仁的部队前去应战,这一计划未能实现。1931年6月,马仲英应哈密土耳其族(维吾尔)之请,派兵由甘肃进入新疆,秋天马军战败撤回甘西,哈密问题仍未能解决,盛世才作为两支后援部队之一的司令员进入哈密地区,但未遇叛军。1932年7月,他又率大军进攻哈密山地,但仍未能发现和击败穆斯林叛军。1932年8月,马世明部内讧,东干回族和哈萨克人联合进攻鄯善、吐鲁番。盛世才率部由哈密转向吐鲁番,经两天血战收复吐鲁番,但并不能平息南疆的革命。马世明任喀什叛军司令,和加尼牙子、尧乐博士联召哈萨克人及东干人抗击汉人。1932年冬,叛军向乌鲁木齐进军,击败金树仁派来阻击的军队,直接威胁乌鲁木齐。1933年2月底,他们进攻乌鲁木齐未获成功。当时苏炳文、李杜率领的东北军数千人进入乌鲁木齐地区,协助解脱叛军的包围,马世明乃转而攻下附近的三道坝,切断乌鲁木齐的粮食供应。盛世才率军由吐鲁番来,经东北军协助收复三道坝,然后进入乌鲁木齐,任少将、第一师师长,金树仁部参谋长。
由于穆斯林的骚乱遍布全省,乌鲁木齐常被包围,城内恐慌,市政失效,官吏腐化,因此盛世才的返回乌鲁木齐是很重要的一件事。盛世才的军队核心是安东诺夫所部的白俄军。新疆的白俄对金树仁逐渐不满,东北军也倾向盛世才,因为他也是东北人。1933年4月12日金树仁被迫逃走,乃以原教育厅长刘文龙为临时省政府主席。4月14日,盛世才任临时边防督办,常驻乌鲁木齐。但新疆的土耳其族(维吾尔)和马仲英常威胁盛世才的地位。5月中旬,马仲英再次向乌鲁木齐进军,盛世才率军五千人与之对峙,同时又向南京国民政府控告马的行动。双方在古城接战,盛世才攻占吐鲁番,并在喀什战胜和加尼牙子。伊犁镇守使张培元宣布与叛军合作,盛世才准备与他谈判。当时国民政府任命黄慕松为新疆宣抚使,他于1933年6月10日到达乌鲁木齐下令双方停战。双方置之不理,盛世才把马仲英部队东逐至古城。
盛世才回乌鲁木齐后,指责黄慕松阴谋将他推翻,遂将黄软禁。不久他获得了自认为足够的罪证,以与黄同谋为名,将陶明越、李笑天、陈中等三名国民政府官员处死。彭昭贤奉军事委员会之命由南京前来新疆调查,行政院下令黄慕松立即回南京报告事件经过,黄慕松致电国民政府要求委任盛世才、刘文龙在新疆的职务后,黄慕松乃被释出回南京。十天后,8月1日国民政府委任盛、刘的职务,9月7日由罗文干监誓就职。此外,罗文干又居中调停盛世才和马仲英之间的纠纷。他在给盛世才、刘文龙、马仲英、张培元等人划分职权达成和解后,经苏联回南京。罗文干离去后,盛世才又声称发觉反对他的新阴谋,逼令刘文龙辞职,由朱瑞墀继任(朱于1934年死去后由另一名傀儡李榕接替)。1933年12月盛下令处决东北军中的二十名军官,说他们阴谋反对他。
1933年底,马仲英再次进攻乌鲁木齐,张培元由伊犁派出三千人的军队协助。盛世才乃与莫斯科谈判,声称马仲英的胜利有损苏联在新疆的利益,要求苏方提供前曾应允金树仁的军火。1月24日,苏联军队出击马仲英军,迫使其向南撤走,张培元的部队则在玛纳斯附近遭伏击,几乎全军覆没,张本人自杀。这两次行动的结果,使北疆归于盛世才的控制之下,但他还需要和在喀什喀尔宣布成立的以和加尼牙子为总统、萨毕脱摩拉为总理的所谓“东土耳其斯坦共和国”争斗。和、毕两人不和,正在撤退中的马仲英趁机进袭和摧毁喀什喀尔的政治组织,和加尼牙子决定投向盛世才。1934年7月,马仲英忽然将部队交给马虎山而去苏联。这样,南疆也在他出缺的情况下落入盛世才之手。
盛世才发表“八大宣言”为政纲,又订定“六大政策”,其中有反帝、亲苏两项。他的军队称为反帝军,他的政党称为反帝会。1935年5月16日,盛世才和莫斯科签订协定,得到大量贷款和兴建公共卫生,开采矿产、石油、建筑道路所需的技术援助;1937年5月再一次得到军事援助,当时马虎山领导的叛乱很有成功的希望。
盛世才因军政需要而与苏联形成的联系,在1937年中日战争爆发后更为加强。莫斯科派出一团兵力驻守在哈密,给了盛一笔新的贷款,增派专家,増加贸易。1938年,盛世才访问莫斯科时,加入了苏联共产党。他回新疆后,仍不同意中国共产党作为一个组织在新疆活动,但接受了一些从延安派来的共产党员充当省政府官员,其中有毛泽民。1940年11月24日签订锡矿协定,同意苏联在今后五十年内在新疆有广泛的经济权利。至此盛世才的亲苏政策达到高峰。
盛世才倘若继续以“对苏友谊”为其外交指导方针,那么苏联的影响将渗透各方面。1941年4月,国民政府任命盛为新疆省主席。1942年德国在苏联境内挺进,苏联的抵抗形将溃败时,一个隆重的重庆代表团于7月间到达乌鲁木齐,不久表明,盛世才同意转而效忠国民政府。1942年8月29日,国民政府代表团,其中有蒋介石夫人宋美龄,到新疆祝贺盛的归顺。10月5日,盛世才决定要求苏联在三个月内从新疆撤走,1943年初苏联人履行了这个要求。1943年1月,盛世才加入国民党,随即在乌鲁木齐成立国民党新疆省党部,盛世才为主任委员并任西北干训团主任,国民党中央监察委员,中央军校分校主任,第八战区副司令长官,新疆外事特派员。同年,盛世才处决了毛泽民及其他共产党员和“亲苏”官员,所遗职务即由国民党员接任。
国民政府显然企图完成黄慕松、罗文干所未能完成的工作,企图除掉盛世才、将新疆置于国民党的直接控制之下。国民党对盛世才的权力的干预以及苏联对德战争的一系列胜利,使盛世才感到他做了错误的选择。1944年2月开始,他不再在乌鲁木齐官方集会上露面。4月,他以他们图谋反对他这个老调子为理由开始逮捕国民党官员。8月,据说盛世才又与莫斯科接触,要求斯大林将新疆并入苏联,并给以援助,但未有成效。8月底,盛世才被任命为农林部长,国民党派专机前来迎接。9月,盛世才永远离开乌鲁木齐,前去就任这个闲职。1945年7月,他因遭到对他过去的行径的谴责而被解职。人们责备他在统治新疆时逮捕、监禁、杀戮了数千人。公众舆论促使国民政府把他调到军事委员会武汉行营顾问这样一个默默无闻的岗位。1949年,他随同国民政府迁往台湾。1951年的国民代表大会正式审查他过去的劣迹,但审查是秘密进行的。他和他的妻子邱毓芳仍过着悠闲的生活,她生有一子三女。
盛世才和美国学者爱伦•斯•怀汀合作著有《新疆:抵押品还是中枢?》一书,于1958年出版,在这本书中,盛世才为他在新疆的施政进行辩解,这和他过去的部分著作《六大政策教程》、《政府目前主要任务》中的论点显然是尖锐对立的。

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